Senior T&C Supervisor - Field Based

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2019-05-31 12:51:541970-01-01 Coast Specialist Recruitment
Job Type Permanent full-time
Location Field Based - Nottinghamshire, Cambridgeshire, Peterborough, Nor
Area Cambridgeshire, UKNorthamptonshire, UKNottinghamshire, UKOxfordshire, UK Field Based - Nottinghamshire, Cambridgeshire, Peterborough, Nor
Sector FINANCIAL SERVICES - Compliance/T&C
Salary £Competitive
Start Date
Advertiser John Heffernan
Telephone 01702713739
Job Ref ELL3005
Job Views 99
A field based Senior T&C Supervisor is required to join a Wealth Management organisation, predominantly covering the Nottinghamshire, Cambridgeshire, Peterborough, Northamptonshire region.
This is a key role within the organisation, working within the Mortgage and Protection arena and managing two  T&C Supervisors. The region that will be covered will mainly be Nottinghamshire, Cambridgeshire, Peterborough and Northamptonshire but the successful candidate will be willing to travel throughout the country if required.
 Main Duties:
·         To effectively deliver key elements of the published T&C framework, in line with the firm’s culture, values and risk management approach
·         Conduct competency assessments as and when required, in order to assist advisers in obtaining Competent Adviser Status
·         Responsibility for the delivery of key compliance issues that arise from regular KPI reviews
·         Responsibility for achieving and maintaining consistent good quality KPI outputs across the adviser force
·         To ensure that the firm’s T&C records remain actively updated and record keeping is of a high-quality standard
·         To maintain personal adherence to the T&C supervisor T&C scheme, demonstrating consistently a positive supervisory risk rating
·         To support and deliver aspects of training and development as required including assisting with the delivery of consultant inductions in order to validate initial competency
·         To support advisers in developing their knowledge and skills and in the delivery of quality client outcomes
·         To work in collaboration with the Group’s Risk department, to assess adviser competence and effect solutions to mitigate key compliance risks
·         Responsibility to manage two T&C Supervisors
·         Mortgage and Protection sector T&C supervision experience
·         Appropriate qualifications – typically R05 or CEMAP as a minimum
·         Excellent communication and interpersonal skills
·         Ability to bring about change in groups and individuals
·         Strong work ethic and self-motivated
·         Commercially minded rule focus
·         Technologically competent
If you would like to apply for this vacancy, please contact Ella Britton
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Essex Branch:
Coast House
387 London Road
Hadleigh, Essex

Telephone: 01702 713739 |

Surrey Branch:
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30 – 32 High Street
KT19 8AH

Telephone: 01372 738020 |

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